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Subpoena Levies and Garnishments Paralegal

UBS Financial Services -

Job DescriptionThe Subpoena Levies and Garnishments Group ("SLG") is made up of two groups which perform two primary functions:

-The Subpoena Group who respond to almost every third-party subpoena issued to the Firm (some regulatory subpoenas are referred to the Regulatory Group)
-The Levies and Garnishments Group who manage the Firm's involvement in third-party legal matters such as account garnishments and levies, pledge agreements, and similar proceedings most of which are court ordered.

Key Responsibilities:
-Respond to third-party subpoenas issued to the Firm (some regulatory subpoenas are referred to the Regulatory Group) by timely identifying and producing the appropriate records.
-Manage the Firm's involvement in third-party legal matters such as account garnishments and levies, pledge agreements, and similar proceedings most of which are court ordered.

Job RequirementsBasic Qualifications:
-Very strong organization skills and must be able to meet tight deadlines
-Good writing and verbal communication skills including ability to speak with attorneys representing external parties
-Ability to multi-task
Preferred Qualifications:
-More than two years work experience in Operations, Compliance or Legal
-Financial Services experience preferred


Qualifications Education: Bachelor’s degree
Experience: No experience required


Work HoursCompensationJob typeStart Date
40TBDFull timeAugust 03, 2015

Company Description UBS draws on its 150-year heritage to serve private, institutional and corporate clients worldwide, as well as retail clients in Switzerland. Its business strategy is centered on its pre-eminent global wealth management businesses and its leading universal bank in Switzerland. Together with a client-focused Investment Bank and a strong, well-diversified Global Asset Management business, UBS will expand its premier wealth management franchise and drive further growth across the Group.

Headquartered in Zurich and Basel, Switzerland, UBS has offices in more than 50 countries, including all major financial centers, and approximately 61,000 employees.

Our new office in downtown Nashville has been open since late spring 2014. The UBS Business Solution Center Nashville offers expanded business services in various shared services areas in support of the firmís Wealth Management and Investment Banking divisions. UBS has a long history in the US and we look forward to expanding our existing presence in Nashville.

UBS is currently hiring for positions in Operations, Technology, Compliance & Operational Risk Control, Finance, HR and Legal at our UBS Business Solution Center Nashville. Over the next 5 years, UBS is projected to create approximately 1,000 new jobs in Nashville. The newly refurbished office features a progressive and modern working environment for our employees.



Contact Information Lauren Compton


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